When this balance is right, the posture is straight and steady but not rigid, and the mind is bright and focused steadily on objects and their back and forth interplay. When energy and concentration begin to come on line without mindfulness being strong yet, the mind may be prone to getting caught in obsessive thinking fueled by the strong energy and concentration, so watch for this and stay grounded in physical objects.
So, simply pay attention to how your practice is going and adjust the levels of energy and concentration accordingly. Finding the balance takes time, and may require regular readjustment as we learn to use the power of our minds. Sometimes it is helpful to be very gentle with our attention, as if we were trying to feel the wind on our skin from the flapping of a nearby butterfly’s wings. Sometimes it is helpful to use our 35
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attention like a machine gun. Often we do just fine somewhere in between.
A willingness to play around with various combinations of energy and concentration produces the necessary personal experience to figure out what helps and what is too much or too little. Many of the problems that meditators come to ask meditation teachers about when they are doing their practice relate directly to just balancing energy and concentration, so engage with what that might mean and see if you can apply this little teaching to help you see clearly.
MINDFULNESS
Mindful nes s is in a category all by itself, as it can balance and perfect all the others. This does not mean that one shouldn't be informed by the other two pairs, but that mindfulness is really, really important. Mindfulness means knowing what is as it is right now. It is the quality of mind that knows things as they are. If you are trying to do this you are balancing energy and concentration, and also balancing faith and wisdom. From energy the mind is alert and attentive, from concentration it is stable. Faith here may also mean acceptance, and wisdom here is clear comprehension.
Notice that this has nothing do to with some sort of vague spacing out in which we wish that reality would go away and our thoughts would never arise again. I don't know where people get the idea that vague aversion to experience and thought is related to insight practice, but it seems to be a common one. Mindfulness is about being very clear about our actual reality as it actually is. It is about being here now. The ultimate truth is found in the ordinary sensations that make up our world. If you are not mindful of them or reject them because you are looking for “depth” and “transcendence,” then you will be unable to appreciate what they have to teach and be unable to do insight practices.
So, if you know things just as they are this is enough. We just keep coming back to that one, don't we, but from lots of different angles.
Each one of these angles might be useful to you at different times, and having a few little lists to look at as we walk our path can bring fresh perspectives and keep us from getting stuck.
The Five Spiritual Faculties have also been presented in another order that can be useful: faith, energy, mindfulness, concentration and 36
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wisdom. In this order, they apply to each of the Three Trainings. We have faith that training in morality is a good idea and that we can do it, so we exert energy to live up to a standard of clear and skillful living.
We realize that we must pay attention to our thoughts, words and deeds in order to do this, so we try to be mindful of them. We realize that we often fail to pay attention, so we try to increase our ability to concentrate on how we live our life. In this way, through experience, we become wiser in a relative sense, learning how to live a good and useful life.
Seeing our skill improve and the benefits it has for our life, we generate more faith, and so on.
We also may have faith that we might be able to attain to high states of consciousness, so we sit down on a cushion and energetically try to stabilize our attention. We realize that if we are not paying attention, being mindful, then this is impossible, so we work on mindfulness of our object and of the qualities of the state we wish to attain. We develop strong concentration on an object, stabilizing more consistently. We attain to high states and thus gain an understanding of how to navigate in that territory and the uses of doing so. Our success creates more faith, and so we apply energy to further develop our concentration abilities.
We begin to think it might be possible to awaken, we have faith, so we energetically explore the sensations that make up our world without exception. With an alert and energetic mind we explore this heart, mind and body just as it is now with mindfulness. Reality becomes more and more interesting, so our concentration grows, and this combination of the first four produces fundamental wisdom. Wisdom leads to more faith, and the cycle goes around again.
The teaching of the Five Spiritual Faculties has also been explored at great lengths in many books, and there really is a lot to it. In its simple form you can easily apply it, and it can really help sometimes. Balance and strengthen. Strengthen and balance. These are the cycles we go through with these faculties, and there is no limit to the level at which they can be mastered.
One other thing is accurately said of the Five Spiritual Faculties as they apply to insight training: when they are balanced and perfected, this is sufficient cause for awakening.
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6.THE SEVEN FACTORS OF ENLIGHTENMENT
The Seven Factors of Enlightenment are mindfulne ss ,
inve stigat ion o f the truth , energy , rapture , tranquility , conce ntratio n and equanimit y. So, we have three concepts from the Five Spiritual Faculties and four that seem new but have actually already been touched on to some degree. The order here is actually closely related to the stages of something called “The Progress of Insight,”
which is like a map of standard stages through which diligent insight meditators pass in cycles. This connection is a fairly advanced topic that will be explored later.
The Seven Factors of Enlightenment might be regarded as a
pyramid with mindfulness as the base and each factor supporting and helping create the other. However, every factor is also important at every stage as well, so we will look into each of these and see what they can tell us.
MINDFULNESS
Mindful nes s has already been covered above, but in terms of practice I will say that mindfulness can be really useful in sorting out what is mind and what is body, as mentioned on the section on impermanence in the Three Characteristics. You might want to read that one again, as it is really relevant to practically applying these first two factors of enlightenment. Basically, we need to know the basic sensations that make up our world. This is the crucial foundation of insight practices. Not surprisingly, the first classic insight that leads to the others is called “Knowledge of Mind and Body” and arises when we learn to clearly distinguish between the two as they occur.
So with mindfulness we sort out what is physical, what is visual, what is mental, what is pleasant, what is unpleasant, what is neutral, and all of that. We can know what is a mental sensation and what is a related physical feeling. We can know what specific sensations make up our emotions. We can know each thing and the mental impression of it that follows it. We can know the intentions that precede actions and thoughts. We can know where sensations are in relation to each other.
We can know exactly when they occur and how they change during their very brief stay. We can and should sort these out as best we can.
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Be patient and precise. Become fluent in the sensations that make up your reality.
While I have tried to avoid advocating one specific insight tradition or technique over any other, there is an exercise that you might find helpful when trying to do this. It is commonly called “Noting,” and it has its origins in the Pali Canon in Sutta #111, One by One as They Occurred, of The Middle Length Discourses of the Buddha (very worthwhile reading). It is used primarily in the Mahasi Sayadaw insight tradition from Burma, though related exercises are found in various Zen traditions, notably Soto Zen and Korean Chan, and probably in Tibetan Hinayana traditions as well.
Noting is the practice that got me the most breaks and insights in my early practice, particularly when coupled with retreats, and my enthusiasm for it is understandably extreme. I still consider it the foundation of my practice, the technique that I fall back on when things get difficult or when I really want to push deep into new insight territory.
Thus, of all the techniques and emphases I mention in this book, take this one the most seriously and give it the most attention. Its simplicity belies its astonishing power.
The practice is this: make a quiet, mental one-word note of whatever you experience in each moment. Try to stay with the sensations of breathing, noting these quickly as “rising” (as many times as the sensations of the breath rising are experienced) and then “falling” in the same way. This could also be considered fundamental insight practice instructions. When the mind wanders, notes might include “thinking,”
“feeling,” “pressure,” “tension,” “wandering,” “anticipating,” “seeing,”
“hearing,” “cold,” “hot,” “pain,” “pleasure,” etc. Note these sensations one by one as they occur and then return to the sensations of breathing.
Here are some valuable tips for successful noting. Don’t get too neurotic about whether or not you have exactly the correct word for what arises. The noting should be as consistent and continuous as possible, perhaps one to five times per second. Speed and an ability to keep noting no matter what arises are very important. Anything that derails your noting practice deserves aggressive and fearless noting the next time it arises. Note honestly and precisely. So long as you note whatever arises, you know that you were mindful of it. Noticing each 39
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sensation and those that follow, you will see their true nature. Seeing their true nature, you will gain profound insights.
What the sensations are doesn't matter one bit from the point of view of noting practice. What is important is that you know what they are. The difference between these two perspectives should be clearly understood. This practice is directly related to Koan practices such as
“what is it?” and is loosely related to breathing exercises where you count breaths from 1 to 10.
One of my very best insight meditation teachers, a monk from Singapore, would hold interviews every two days while I was on my third retreat. It was a beautiful center in Penang, Malaysia that was very conducive to practice. I would come in and describe all sorts of experiences that I was all excited about, and he would simply listen calmly to me go on and on and then finally ask, “Did you note it?”
That was almost all he ever said. It was amazing how easy it was to forget that simple instruction, and equally amazing how extremely useful it was when I remembered to follow it. He didn't seem to care about anything other than that I get to know my reality as it was with great precision and consistency. I knew very little theory then, but during those two weeks I practiced noting quickly all day long and made the fastest progress I have ever made in my life, getting all the way to the very brink of first awakening in a mere 14-day retreat. Since that time, I have been a big fan of this particularly direct and down-to-earth method.
There are many techniques for waking up to the truth of our
experience, of which noting is just one. I have found it to be extremely powerful and fast, but each person must find what works for them. The trick is to get to know one's reality as it is, and what techniques one uses to do this do not matter much so long as they work and bring results.
What is meant by “results” will be clearly spelled out in The Progress of Insight in Part III.
INVESTIGATION OF THE TRUTH
Once we start to know what our objects are, what our actual reality is, then we can get down to the good stuff: knowing the truth of these things, called appropriately investi gatio n of the truth
, also called
investigation of the dharma. Dharma just means truth. So, once mindfulness has made things a bit clearer we can know that things come 40
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and go, don't satisfy and ain't us. Hey, the Three Characteristics again!
They are the truth, the sooner we understand this the better, and nothing helps us understand them like seeing them again and again.
Forgive this brief digression, but I am no fan of the popular term
“mindfulness meditation,” as mindfulness is essential for both concentration practices (which lead to temporary bliss states) and insight practices (which lead to fundamental freedom). The crucial difference between these meditation practices is that insight practices also stress investigation of the Three Characteristics, whereas concentration practices emphasize stabilizing in the illusion of solidity and continuity while ignoring the fact that the sensations that make up this are all impermanent, etc. Thus, I hope that one day the modern meditation world drops this confusing term in favor of more precise language.
In addition to the categories of sensations mentioned above in Mindfulness, one could also consider consistent investigation of all sensations that seem to have to do with the direction and movement of attention, as well as investigating all sensations that have to do with questioning, wanting, the application of energy and even the individual sensations that make up the process of investigation itself. These are very interesting objects, as are “the hindrances.”
Traditionally, books on meditation spend a lot of time discussing the possible hindrances to meditation. I will not. The hindrances are an important topic, but they can easily begin to seem more ominous than they really are. Hindrances are just anything of which we were not mindful and of which we did not investigate the truth. Now that we know to be mindful and investigate the Three Characteristics of all moment-to-moment experiences, there will only be hindrances when we forget to do this.
If we do not forget to do this, there will be no hindrances. No phenomena are inherently a hindrance unless we do not understand them. If we did not understand at least one of the Three Characteristics of each of the sensations that make up a phenomenon, no matter what it was, it was a hindrance. Remember that the content of reality is not our concern in insight meditation, but the ultimate truth of the sensations that make up experiential reality is. So whatever seems to be in the way of your practice, remember that the experience of that 41
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moment is the practice and contains all the truth you could ever need!
All phenomena are of the nature of ultimate truth. When we know deeply that these are all of the nature of ultimate truth, phenomena cease to be a fundamental problem.
The Buddha was a master of teaching through analogies that were easily accessible to those listening to him. I am certainly not in his league in this regard, and this will be clearly demonstrated by the analogy I am about to use for investigation. However, it has its points, and so after much consideration, I have included it here.
